 |
Symbol |
Name |
Weight |
Price |
Net +/- |
% +/- |
Open |
High |
Low |
Volume |
Last Trade |
|
TCRD |
THL CREDIT INC |
2.0703% |
$3.15 |
0 |
.0 % |
3.17 |
3.2 |
3.02 |
53,274 |
07/01 |
|
|
THL CREDIT INC ( 3.03) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
GBDC |
GOLUB CAPITAL BDC |
4.2932% |
$9.64 |
0 |
.0 % |
9.85 |
9.88 |
9.61 |
2,005,301 |
07/01 |
|
|
GOLUB CAPITAL BDC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PSEC |
PROSPECT CAPITAL CORP |
8.2907% |
$3.98 |
0 |
.0 % |
4.07 |
4.09 |
3.96 |
1,754,747 |
07/01 |
|
|
  |
PROSPECT CAPITAL CORP ( 2.83) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
NMFC |
NEW MOUNTIAN FINANCE |
3.5842% |
$7.24 |
0 |
.0 % |
7.3 |
7.33 |
7.05 |
661,800 |
07/01 |
|
Industry information for this ticker is not found.
|
|
ACAS |
AMERICAN CAPITAL |
10.0559% |
$13.07 |
|
% |
13.28 |
13.28 |
12.95 |
3,144,614 |
09/12 6:03 PM |
|
|
  |
AMERICAN CAPITAL ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
KCAP |
KCAP FINANCIAL INC |
.9318% |
$8.72 |
|
% |
8.8 |
8.84 |
8.67 |
170,986 |
09/12 6:18 PM |
|
|
  |
KCAP FINANCIAL INC ( 2.89) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
FSC |
FIFTH STREET FINANCE C |
4.7441% |
$10.535 |
|
% |
10.62 |
10.65 |
10.52 |
789,587 |
09/12 6:18 PM |
|
|
FIFTH STREET FINANCE CORP ( 3.13) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
TCPC |
TCP CAPITAL CORP |
3.0587% |
$7.96 |
0 |
.0 % |
7.91 |
8.13 |
7.67 |
362,217 |
07/01 |
|
|
TCP CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TICC |
TICC CAPITAL |
2.1823% |
$9.77 |
|
% |
9.7625 |
9.87 |
9.72 |
404,987 |
09/12 6:18 PM |
|
|
  |
TICC CAPITAL ( 2.99) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
ARCC |
ARES CAPITAL CORP |
14.5741% |
$12.41 |
0 |
.0 % |
12.07 |
12.43 |
11.93 |
3,506,609 |
07/01 |
|
|
  |
ARES CAPITAL CORP ( 2.85) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
MCC |
MEDLEY CAPITAL CORP |
2.4452% |
$.59 |
0 |
.0 % |
.56 |
.61 |
.56 |
59,393 |
07/01 |
|
|
MEDLEY CAPITAL CORP ( 3.50) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
GBDC |
GOLUB CAPITAL BDC |
4.2854% |
$9.64 |
0 |
.0 % |
9.85 |
9.88 |
9.61 |
2,005,301 |
07/01 |
|
|
GOLUB CAPITAL BDC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
SLRC |
SOLAR CAPITAL LTD |
2.6142% |
$14.47 |
0 |
.0 % |
14.54 |
14.54 |
13.87 |
214,855 |
07/01 |
|
|
SOLAR CAPITAL LTD ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
HTGC |
HERCULES TECHNOLOGY GR |
4.1354% |
$9.94 |
0 |
.0 % |
9.68 |
9.99 |
9.46 |
1,017,607 |
07/01 |
|
|
  |
HERCULES TECHNOLOGY GROWTH CAPITAL INC ( 2.78) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TCAP |
TRIANGLE CAPITAL CORPO |
2.9599% |
$29.06 |
|
% |
29.1 |
29.19 |
29 |
89,091 |
09/12 4:27 PM |
|
|
  |
TRIANGLE CAPITAL CORPORATION ( 2.72) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
PFLT |
PENNANTPARK FLOATING R |
1.7321% |
$6.41 |
0 |
.0 % |
6.64 |
6.74 |
6.29 |
246,898 |
07/01 |
|
|
PENNANTPARK FLOATING RATE CAPITAL LTD. ( 3.17) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
AINV |
APOLLO INVESTMENT CORP |
4.6795% |
$8.1 |
0 |
.0 % |
8.48 |
8.48 |
7.79 |
722,813 |
07/01 |
|
|
APOLLO INVESTMENT CORP ( 3.11) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
ARCC |
ARES CAPITAL CORP |
15.4353% |
$12.41 |
0 |
.0 % |
12.07 |
12.43 |
11.93 |
3,506,609 |
07/01 |
|
|
  |
ARES CAPITAL CORP ( 2.85) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
GAIN |
GLADSTONE INVESTMENT C |
1.1179% |
$10.35 |
0 |
.0 % |
10.59 |
10.6 |
10.12 |
201,597 |
07/01 |
|
|
GLADSTONE INVESTMENT CORPORATION ( 3.21) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
BKCC |
BLACKROCK KELSO CAPITA |
3.5627% |
$2.65 |
0 |
.0 % |
2.7 |
2.73 |
2.54 |
470,912 |
07/01 |
|
|
  |
BLACKROCK KELSO CAPITAL ( 2.96) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
PNNT |
PENNANTPARK INVESTMENT |
2.703% |
$3.1 |
0 |
.0 % |
3.09 |
3.11 |
2.9 |
315,483 |
07/01 |
|
|
PENNANTPARK INVESTMENT CORPORATION () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
GAIN |
GLADSTONE INVESTMENT C |
1.0755% |
$10.35 |
0 |
.0 % |
10.59 |
10.6 |
10.12 |
201,597 |
07/01 |
|
|
GLADSTONE INVESTMENT CORPORATION ( 3.21) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
GBDC |
GOLUB CAPITAL BDC |
3.9561% |
$9.64 |
0 |
.0 % |
9.85 |
9.88 |
9.61 |
2,005,301 |
07/01 |
|
|
GOLUB CAPITAL BDC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PFLT |
PENNANTPARK FLOATING R |
1.6736% |
$6.41 |
0 |
.0 % |
6.64 |
6.74 |
6.29 |
246,898 |
07/01 |
|
|
PENNANTPARK FLOATING RATE CAPITAL LTD. ( 3.17) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
PSEC |
PROSPECT CAPITAL CORP |
7.6699% |
$3.98 |
0 |
.0 % |
4.07 |
4.09 |
3.96 |
1,754,747 |
07/01 |
|
|
  |
PROSPECT CAPITAL CORP ( 2.83) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
BKCC |
BLACKROCK KELSO CAPITA |
3.4734% |
$2.65 |
0 |
.0 % |
2.7 |
2.73 |
2.54 |
470,912 |
07/01 |
|
|
  |
BLACKROCK KELSO CAPITAL ( 2.96) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
HTGC |
HERCULES TECHNOLOGY GR |
3.8441% |
$9.94 |
0 |
.0 % |
9.68 |
9.99 |
9.46 |
1,017,607 |
07/01 |
|
|
  |
HERCULES TECHNOLOGY GROWTH CAPITAL INC ( 2.78) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
NMFC |
NEW MOUNTIAN FINANCE |
3.319% |
$7.24 |
0 |
.0 % |
7.3 |
7.33 |
7.05 |
661,800 |
07/01 |
|
Industry information for this ticker is not found.
|
|
ARCC |
ARES CAPITAL CORP |
13.7883% |
$12.41 |
0 |
.0 % |
12.07 |
12.43 |
11.93 |
3,506,609 |
07/01 |
|
|
  |
ARES CAPITAL CORP ( 2.85) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
FSC |
FIFTH STREET FINANCE C |
4.3868% |
$10.535 |
|
% |
10.62 |
10.65 |
10.52 |
789,587 |
09/12 6:18 PM |
|
|
FIFTH STREET FINANCE CORP ( 3.13) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
PNNT |
PENNANTPARK INVESTMENT |
2.5218% |
$3.1 |
0 |
.0 % |
3.09 |
3.11 |
2.9 |
315,483 |
07/01 |
|
|
PENNANTPARK INVESTMENT CORPORATION () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
TCPC |
TCP CAPITAL CORP |
2.8236% |
$7.96 |
0 |
.0 % |
7.91 |
8.13 |
7.67 |
362,217 |
07/01 |
|
|
TCP CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
AINV |
APOLLO INVESTMENT CORP |
4.3626% |
$8.1 |
0 |
.0 % |
8.48 |
8.48 |
7.79 |
722,813 |
07/01 |
|
|
APOLLO INVESTMENT CORP ( 3.11) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TICC |
TICC CAPITAL |
2.0075% |
$9.77 |
|
% |
9.7625 |
9.87 |
9.72 |
404,987 |
09/12 6:18 PM |
|
|
  |
TICC CAPITAL ( 2.99) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
GAIN |
GLADSTONE INVESTMENT C |
1.0296% |
$10.35 |
0 |
.0 % |
10.59 |
10.6 |
10.12 |
201,597 |
07/01 |
|
|
GLADSTONE INVESTMENT CORPORATION ( 3.21) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TCRD |
THL CREDIT INC |
1.9264% |
$3.15 |
0 |
.0 % |
3.17 |
3.2 |
3.02 |
53,274 |
07/01 |
|
|
THL CREDIT INC ( 3.03) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
MCC |
MEDLEY CAPITAL CORP |
2.2551% |
$.59 |
0 |
.0 % |
.56 |
.61 |
.56 |
59,393 |
07/01 |
|
|
MEDLEY CAPITAL CORP ( 3.50) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TCAP |
TRIANGLE CAPITAL CORPO |
2.8777% |
$29.06 |
|
% |
29.1 |
29.19 |
29 |
89,091 |
09/12 4:27 PM |
|
|
  |
TRIANGLE CAPITAL CORPORATION ( 2.72) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
ACAS |
AMERICAN CAPITAL |
9.3225% |
$13.07 |
|
% |
13.28 |
13.28 |
12.95 |
3,144,614 |
09/12 6:03 PM |
|
|
  |
AMERICAN CAPITAL ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
KCAP |
KCAP FINANCIAL INC |
.8773% |
$8.72 |
|
% |
8.8 |
8.84 |
8.67 |
170,986 |
09/12 6:18 PM |
|
|
  |
KCAP FINANCIAL INC ( 2.89) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
SLRC |
SOLAR CAPITAL LTD |
2.4683% |
$14.47 |
0 |
.0 % |
14.54 |
14.54 |
13.87 |
214,855 |
07/01 |
|
|
SOLAR CAPITAL LTD ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
PSEC |
PROSPECT CAPITAL CORP |
8.5517% |
$3.98 |
0 |
.0 % |
4.07 |
4.09 |
3.96 |
1,754,747 |
07/01 |
|
|
  |
PROSPECT CAPITAL CORP ( 2.83) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
HTGC |
HERCULES TECHNOLOGY GR |
4.2653% |
$9.94 |
0 |
.0 % |
9.68 |
9.99 |
9.46 |
1,017,607 |
07/01 |
|
|
  |
HERCULES TECHNOLOGY GROWTH CAPITAL INC ( 2.78) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
KCAP |
KCAP FINANCIAL INC |
.9966% |
$8.72 |
|
% |
8.8 |
8.84 |
8.67 |
170,986 |
09/12 6:18 PM |
|
|
  |
KCAP FINANCIAL INC ( 2.89) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TCAP |
TRIANGLE CAPITAL CORPO |
3.3445% |
$29.06 |
|
% |
29.1 |
29.19 |
29 |
89,091 |
09/12 4:27 PM |
|
|
  |
TRIANGLE CAPITAL CORPORATION ( 2.72) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
FSC |
FIFTH STREET FINANCE C |
4.8807% |
$10.535 |
|
% |
10.62 |
10.65 |
10.52 |
789,587 |
09/12 6:18 PM |
|
|
FIFTH STREET FINANCE CORP ( 3.13) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
PNNT |
PENNANTPARK INVESTMENT |
2.8013% |
$3.1 |
0 |
.0 % |
3.09 |
3.11 |
2.9 |
315,483 |
07/01 |
|
|
PENNANTPARK INVESTMENT CORPORATION () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
BKCC |
BLACKROCK KELSO CAPITA |
3.8575% |
$2.65 |
0 |
.0 % |
2.7 |
2.73 |
2.54 |
470,912 |
07/01 |
|
|
  |
BLACKROCK KELSO CAPITAL ( 2.96) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
TCRD |
THL CREDIT INC |
2.1672% |
$3.15 |
0 |
.0 % |
3.17 |
3.2 |
3.02 |
53,274 |
07/01 |
|
|
THL CREDIT INC ( 3.03) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
TCPC |
TCP CAPITAL CORP |
3.1801% |
$7.96 |
0 |
.0 % |
7.91 |
8.13 |
7.67 |
362,217 |
07/01 |
|
|
TCP CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
ACAS |
AMERICAN CAPITAL |
10.3516% |
$13.07 |
|
% |
13.28 |
13.28 |
12.95 |
3,144,614 |
09/12 6:03 PM |
|
|
  |
AMERICAN CAPITAL ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
AINV |
APOLLO INVESTMENT CORP |
4.8062% |
$8.1 |
0 |
.0 % |
8.48 |
8.48 |
7.79 |
722,813 |
07/01 |
|
|
APOLLO INVESTMENT CORP ( 3.11) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
PFLT |
PENNANTPARK FLOATING R |
1.7605% |
$6.41 |
0 |
.0 % |
6.64 |
6.74 |
6.29 |
246,898 |
07/01 |
|
|
PENNANTPARK FLOATING RATE CAPITAL LTD. ( 3.17) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
NMFC |
NEW MOUNTIAN FINANCE |
3.6519% |
$7.24 |
0 |
.0 % |
7.3 |
7.33 |
7.05 |
661,800 |
07/01 |
|
Industry information for this ticker is not found.
|
|
TICC |
TICC CAPITAL |
2.2436% |
$9.77 |
|
% |
9.7625 |
9.87 |
9.72 |
404,987 |
09/12 6:18 PM |
|
|
  |
TICC CAPITAL ( 2.99) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
MCC |
MEDLEY CAPITAL CORP |
2.52% |
$.59 |
0 |
.0 % |
.56 |
.61 |
.56 |
59,393 |
07/01 |
|
|
MEDLEY CAPITAL CORP ( 3.50) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
SLRC |
SOLAR CAPITAL LTD |
2.7632% |
$14.47 |
0 |
.0 % |
14.54 |
14.54 |
13.87 |
214,855 |
07/01 |
|
|
SOLAR CAPITAL LTD ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
MAIN |
MAIN STREET CAPITAL CO |
5.3884% |
$24.03 |
0 |
.0 % |
24.08 |
24.49 |
23.25 |
634,332 |
07/01 |
|
|
MAIN STREET CAPITAL CORPORATION ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
MAIN |
MAIN STREET CAPITAL CO |
4.8301% |
$24.03 |
0 |
.0 % |
24.08 |
24.49 |
23.25 |
634,332 |
07/01 |
|
|
MAIN STREET CAPITAL CORPORATION ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
MAIN |
MAIN STREET CAPITAL CO |
5.1998% |
$24.03 |
0 |
.0 % |
24.08 |
24.49 |
23.25 |
634,332 |
07/01 |
|
|
MAIN STREET CAPITAL CORPORATION ( 3.06) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Financial Services ( 3.30) |
  |
|
|
|
CSWC |
CAPITAL SOUTHWEST |
2.93% |
$11.86 |
0 |
.0 % |
12.45 |
12.48 |
11.58 |
134,364 |
07/01 |
|
|
CAPITAL SOUTHWEST () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
CSWC |
CAPITAL SOUTHWEST |
7.3875% |
$11.86 |
0 |
.0 % |
12.45 |
12.48 |
11.58 |
134,364 |
07/01 |
|
|
CAPITAL SOUTHWEST () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
CSWC |
CAPITAL SOUTHWEST |
1.0505% |
$11.86 |
0 |
.0 % |
12.45 |
12.48 |
11.58 |
134,364 |
07/01 |
|
|
CAPITAL SOUTHWEST () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Investments ( 3.31) |
  |
|
|
|
GLAD |
GLADSTONE CAPITAL CORP |
.9431% |
$6.35 |
0 |
.0 % |
6.46 |
6.54 |
6.18 |
303,305 |
07/01 |
|
|
GLADSTONE CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
GLAD |
GLADSTONE CAPITAL CORP |
.8479% |
$6.35 |
0 |
.0 % |
6.46 |
6.54 |
6.18 |
303,305 |
07/01 |
|
|
GLADSTONE CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
GLAD |
GLADSTONE CAPITAL CORP |
.9299% |
$6.35 |
0 |
.0 % |
6.46 |
6.54 |
6.18 |
303,305 |
07/01 |
|
|
GLADSTONE CAPITAL CORP () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
MVC |
MVC CAPITAL INC |
.9157% |
$6.6 |
0 |
.0 % |
6.5 |
6.69 |
6.5 |
70,691 |
07/01 |
|
|
MVC CAPITAL INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
MVC |
MVC CAPITAL INC |
.9272% |
$6.6 |
0 |
.0 % |
6.5 |
6.69 |
6.5 |
70,691 |
07/01 |
|
|
MVC CAPITAL INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
MVC |
MVC CAPITAL INC |
.8611% |
$6.6 |
0 |
.0 % |
6.5 |
6.69 |
6.5 |
70,691 |
07/01 |
|
|
MVC CAPITAL INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|